Fee Disclosure Q&A

ERISA 408(b)(2) Compliance Regulations

Panel with question and answer forum presented by:

(From left to right)
Peter W. Tawney, Baker Newman Noyes*
Craig A. Garner, Stephen Eldridge & Co.
Sean P. Riley, Eldridge Investment Advisors

June 26, 2012
Manchester, NH

Listen to this presentation including questions from plan sponsors and retirement plan fiduciaries in attendance. The first audio file begins with Sean Riley speaking...

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New Fee Disclosure Rules

1. Introduction and Overview

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2. Background / DOL Objective

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3. DOL 3-Prong Approach

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Focus on 408(b)(2) - Covered Service Provider Fee Disclosures and What Employers Need to Know

4. What Are Covered Plans / Covered Service Providers?

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5. Required Disclosures / Compensation

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6. Prohibited Transactions

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7. Delinquent Service Provider Disclosure

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DOL Compliance / Q&A

8. Deadlines / Employer-Plan Sponsor Duties

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9. Common Misconceptions / Participant-level Fee Disclosures / Q&A

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For more information on the content of this panel presentation, please contact Sean Riley, Professional Plan Consultant (PPC), Eldridge Investment Advisors.

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See more on this topic: ERISA Fee Disclosure

* Peter W. Tawney and Baker Newman Noyes are not affiliated with or endorsed by LPL Financial or Eldridge Investment Advisors.