ERISA Fiduciary Responsibility

Service Provider Fee Disclosure and
Participant-Level Fee Disclosure under
ERISA 408(b)(2) Regulations

Presentation by:
Mary Rosen, J.D.
Associate Regional Director
Employee Benefits Security Administration
U.S. Department of Labor

Workshop sponsored by:
Eldridge Investment Advisors and Baker Newman Noyes
November 2, 2011
Manchester, NH

View the presentation slides
(PowerPoint, 527KB)

Listen to corresponding audio of the presentation including information on compliance deadlines for meeting fiduciary responsibilities required by new ERISA 408(b)(2) regulations.

1. Introduction - EBSA: Who We Are and What We Do

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2. ERISA 101 - Fiduciary Responsibility and Fiduciary Breach

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3. How To Avoid Common Fiduciary Problems

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4. Service Provider Fee Disclosure Regs - ERISA 408(b)(2)

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5. Participant-level Fee Disclosure - Model Comparison Chart (ERISA 404 - Added duty of fiduciary)

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For more information on the content of this workshop, please contact Sean Riley, Professional Plan Consultant (PPC), Eldridge Investment Advisors.

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See more on this topic: ERISA Fee Disclosure